Patents. What are the steps to filing for a patent? Is a patent search necessary or recommended?

Elisha Baity, MGT 386, December 10, 2008

A patent is a property right to the inventor of a product that is issued by the U.S. Patent and Trademark Office (www.uspto.gov). The patent grants exclusion of others making, using, offering for sale, or selling an invention in the U.S. or importing the invention into the U.S. (www.uspto.gov). To obtain a patent, an application needs to be filed with the U.S. Patent and Trademark Office (www.uspto.gov).

There are twelve major steps in filing a U.S. Patent application. The steps are as follows (Prashker, 2006):
1. Inventor needs to prepare and submit a written disclosure to company managers of the idea or innovation for review and summary evaluation.
2. Company managers need to review the written disclosure for potential commercial worth and value.
3. Patent counsel prepares a summary evaluation of the written disclosure, identifying technical working essentials and to make sure the essentials meet patent merit requirements.
4. Review the summary evaluation and decide patent protection actually needs to be sought
5. Hold a meeting of the inventor/creator(s), patent counsel, and company managers to determine the scope of the idea in commercial and non-commercial terms. Also, at this meeting, there needs to be details of the inventorship, operation limits and optimal use range.
6. Inventor/creator needs to prepare and submit a full written description of the invention, giving sufficient detail, relevant drawings, useful background information, a list of advantages and a list of unexpected benefits.
7. Patent counsel needs to prepare and distribute the first draft of the patent application to the inventor/creator and company managers.
8. The inventor/creator need to review the first draft patent application text and return the revision to the patent counsel
9. Patent counsel needs to comment and make changes on the revised patent application.
10. After the patent counsel has made comments and additional changes and the final draft has been approved, the manuscript is ready to be sent (with formal supporting documentation and requisite fees) to the U.S. Patent Office.
11. The supporting documents are completed by the patent counsel.
12. Final approved application (approved by patent counsel), supporting documents and fees are sent to the U.S. Patent Office. A serial number is issued along with a filing date for patent purposes.

The patent process is somewhat intensive. Therefore, it is important to do a patent search before embarking in the timely and costly process. It is important to make sure no one else has already patented the idea (www.patensearchexpress.com/patent_search.html). Also, a patent search will prevent lawsuits from violating another person’s patent. One can also read similar patents to their product to find ways to improve the design. Also, a patent search helps reduce the risk of another inventor invalidating the product (during the process, the similar patents should be checked to see what they cover). Lastly, a strong patent search will help determine if the idea can be patented and licensed.


www.patensearchexpress.com/patent_search.html. Retrieved December 10, 2008.

Prashker, David (2006). Twelve Steps To Filing A U.S. Patent Application. Ezine Articles. Retrieved December 10, 2008, from www.ezinearticles.com.

www.uspto.gov. Retrieved December 10, 2008.